Unclaimed Profile

Geoffrey Erik Fellows

EMBARCADERO CAPITAL ADVISORS·LAGUNA HILLS, California

SIE, Series 7, Series 66Clean record12 years registeredEMBARCADERO CAPITAL ADVISORS

23151 VERDUGO DRIVE, LAGUNA HILLS, CA 92653CRD# 6262972Firm CRD# 329285

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Geoffrey Erik Fellows · LAGUNA HILLS, CA

Registration

CRD #6262972 · EMBARCADERO CAPITAL ADVISORS · 12 years registered

Brand Profile

Not yet started

Career History

EMBARCADERO CAPITAL ADVISORS, INC.

Jan 2024 – present

LPL FINANCIAL LLC

May 2021 – Apr 2024

SAN DIEGO, CA

ROYAL ALLIANCE ASSOCIATES, INC.

Nov 2019 – Jun 2021

IRVINE, CA

NWF ADVISORY SERVICES INC

Dec 2017 – Jun 2021

Capistrano Beach, CA

EDWARD JONES

Mar 2014 – Dec 2017

LAGUNA BEACH, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · March 10, 2014

Years registered · 12

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

EMBARCADERO CAPITAL ADVISORS

CRD 329285 · SEC 801-129306

AUM

$40M

Regulatory assets under management

Employees

117 client accounts

Services offered by EMBARCADERO CAPITAL ADVISORS

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at EMBARCADERO CAPITAL ADVISORS →

Introduction

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Frequently Asked Questions

What services does Geoffrey Erik Fellows offer?

Geoffrey Erik Fellows specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in LAGUNA HILLS, California for a consultation.

What are Geoffrey Erik Fellows's credentials?

Geoffrey Erik Fellows is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Geoffrey Erik Fellows located?

Geoffrey Erik Fellows is based in LAGUNA HILLS, California, working with EMBARCADERO CAPITAL ADVISORS. Their office serves clients in the LAGUNA HILLS metropolitan area and surrounding communities.

How does Geoffrey Erik Fellows charge for services?

Geoffrey Erik Fellows's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is EMBARCADERO CAPITAL ADVISORS?

EMBARCADERO CAPITAL ADVISORS has approximately 2 employees and manages $40M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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