Unclaimed Profile

Parker Terrill Austin

EMBARCADERO CAPITAL ADVISORS·LAGUNA HILLS, California

SIE, Series 7, Series 6612 years registeredEMBARCADERO CAPITAL ADVISORS

23151 VERDUGO DRIVE, LAGUNA HILLS, CA 92653CRD# 6270114Firm CRD# 329285

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Parker Terrill Austin · LAGUNA HILLS, CA

Registration

CRD #6270114 · EMBARCADERO CAPITAL ADVISORS · 12 years registered

Brand Profile

Not yet started

Career History

EMBARCADERO CAPITAL ADVISORS, INC.

Jan 2024 – present

JANUARY CAPITAL ADVISORS LLC

Sep 2020 – Dec 2023

SAN FRANCISCO, CA

EDWARD JONES

Mar 2014 – Sep 2020

SAN FRANCISCO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · March 10, 2014

Years registered · 12

Disclosure History

2025Civil·Pending

2025Regulatory·Pending

2023Employment Separation After Allegations

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

EMBARCADERO CAPITAL ADVISORS

CRD 329285 · SEC 801-129306

AUM

$40M

Regulatory assets under management

Employees

117 client accounts

Services offered by EMBARCADERO CAPITAL ADVISORS

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at EMBARCADERO CAPITAL ADVISORS →

Introduction

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Frequently Asked Questions

What services does Parker Terrill Austin offer?

Parker Terrill Austin specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in LAGUNA HILLS, California for a consultation.

What are Parker Terrill Austin's credentials?

Parker Terrill Austin is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Parker Terrill Austin located?

Parker Terrill Austin is based in LAGUNA HILLS, California, working with EMBARCADERO CAPITAL ADVISORS. Their office serves clients in the LAGUNA HILLS metropolitan area and surrounding communities.

How does Parker Terrill Austin charge for services?

Parker Terrill Austin's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is EMBARCADERO CAPITAL ADVISORS?

EMBARCADERO CAPITAL ADVISORS has approximately 2 employees and manages $40M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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