Unclaimed Profile

Lori Eileen Sherman

STEWART & PATTEN CO LLC·LAFAYETTE, California

Series 27Clean record13 years registeredSTEWART & PATTEN CO LLC

3675 MT. DIABLO BLVD, SUITE 340, LAFAYETTE, CA 94549CRD# 2790268Firm CRD# 109235

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Lori Eileen Sherman · LAFAYETTE, CA

Registration

CRD #2790268 · STEWART & PATTEN CO LLC · 13 years registered

Brand Profile

Not yet started

Career History

ALLWORTH FINANCIAL, L.P.

Jun 2024 – present

STEWART & PATTEN CO LLC

Jan 2013 – Dec 2024

LAFAYETTE, CA

Registrations & Exams

FINRA examinations passed

Series 27

Registration record

First registered · January 16, 2013

Years registered · 13

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

STEWART & PATTEN CO LLC

CRD 109235 · SEC 801-55172

AUM

$1.0B

Regulatory assets under management

Employees

773 client accounts

Services offered by STEWART & PATTEN CO LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at STEWART & PATTEN CO LLC →

Introduction

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Frequently Asked Questions

What services does Lori Eileen Sherman offer?

Lori Eileen Sherman specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in LAFAYETTE, California for a consultation.

What are Lori Eileen Sherman's credentials?

Lori Eileen Sherman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Lori Eileen Sherman located?

Lori Eileen Sherman is based in LAFAYETTE, California, working with STEWART & PATTEN CO LLC. Their office serves clients in the LAFAYETTE metropolitan area and surrounding communities.

How does Lori Eileen Sherman charge for services?

Lori Eileen Sherman's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is STEWART & PATTEN CO LLC?

STEWART & PATTEN CO LLC has approximately 5 employees and manages $1.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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