Unclaimed Profile

James C Gebhardt

GEBHARDT GROUP, INC·LAFAYETTE, California

SIE, Series 7, Series 31, Series 63, Series 65CFP26 years registeredGEBHARDT GROUP, INC

3390 MT. DIABLO BOULEVARD, LAFAYETTE, CA 94549CRD# 2737003Firm CRD# 142903

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James C Gebhardt · LAFAYETTE, CA

Registration

CRD #2737003 · GEBHARDT GROUP, INC · 26 years registered

Brand Profile

Not yet started

Career History

GEBHARDT GROUP, INC

Apr 2025 – present

GEBHARDT GROUP, INC

Aug 2019 – Dec 2024

LAFAYETTE, CA

401K MASTERS, LLC

Feb 2015 – Dec 2018

LAFAYETTE, CA

GEBHARDT GROUP, INC

Sep 2013 – Aug 2019

LAFAYETTE, CA

BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC

Feb 2011 – Feb 2011

LAFAYETTE, CA

GEBHARDT GROUP, INC

May 2007 – Dec 2011

LAFAYETTE, CA

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

May 2005 – Sep 2007

LAFAYETTE, CA

CITIGROUP GLOBAL MARKETS INC.

Nov 1999 – Jun 2005

PLEASANTON, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 31

Series 63

Series 65

Registration record

First registered · November 15, 1999

Years registered · 26

Professional designation · CFP

Disclosure History

2012Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

GEBHARDT GROUP, INC

CRD 142903 · SEC 801-80379

AUM

$269M

Regulatory assets under management

Employees

763 client accounts

Services offered by GEBHARDT GROUP, INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at GEBHARDT GROUP, INC →

Introduction

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Frequently Asked Questions

What services does James C Gebhardt offer?

James C Gebhardt specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in LAFAYETTE, California for a consultation.

What are James C Gebhardt's credentials?

James C Gebhardt holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is James C Gebhardt located?

James C Gebhardt is based in LAFAYETTE, California, working with GEBHARDT GROUP, INC. Their office serves clients in the LAFAYETTE metropolitan area and surrounding communities.

How does James C Gebhardt charge for services?

James C Gebhardt's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GEBHARDT GROUP, INC?

GEBHARDT GROUP, INC has approximately 7 employees and manages $269M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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