Unclaimed Profile

George Frederick Schroeder

SCHROEDER CAPITAL MANAGEMENT, LLC·LAFAYETTE, California

Series 7, Series 24, Series 63, Series 65Clean record23 years registeredSCHROEDER CAPITAL MANAGEMENT, LLC

3620 HAPPY VALLEY ROAD, LAFAYETTE, CA 94549CRD# 2547019Firm CRD# 119936

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

George Frederick Schroeder · LAFAYETTE, CA

Registration

CRD #2547019 · SCHROEDER CAPITAL MANAGEMENT, LLC · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SCHROEDER CAPITAL MANAGEMENT, LLC

SCHROEDER CAPITAL MANAGEMENT, LLC

Mar 2003 – Apr 2025

LAFAYETTE, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · March 12, 2003

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SCHROEDER CAPITAL MANAGEMENT, LLC

CRD 119936 · SEC 801-61030

AUM

$45M

Regulatory assets under management

Employees

145 client accounts

Services offered by SCHROEDER CAPITAL MANAGEMENT, LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at SCHROEDER CAPITAL MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does George Frederick Schroeder offer?

George Frederick Schroeder specializes in Investment Management, Wealth Management.

What are George Frederick Schroeder's credentials?

George Frederick Schroeder is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is George Frederick Schroeder located?

George Frederick Schroeder is based in LAFAYETTE, California, last registered with SCHROEDER CAPITAL MANAGEMENT, LLC.

How does George Frederick Schroeder charge for services?

George Frederick Schroeder's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SCHROEDER CAPITAL MANAGEMENT, LLC?

SCHROEDER CAPITAL MANAGEMENT, LLC has approximately 1 employees and manages $45M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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