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Gary Russell Sitzmann

SML FINANCIAL SERVICES, LLC·LAFAYETTE, California
SIE, Series 1, Series 24, Series 6312 years registeredSML FINANCIAL SERVICES, LLC
3697 MT. DIABLO BLVD., LAFAYETTE, CA 94549CRD# 700501Firm CRD# 146478

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Gary Russell Sitzmann · LAFAYETTE, CA
Registration
CRD #700501 · SML FINANCIAL SERVICES, LLC · 12 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: SML FINANCIAL SERVICES, LLC
M HOLDINGS SECURITIES, INC.
Dec 2013 – May 2014
LAFAYETTER, CA
02

Registrations & Exams

FINRA examinations passed
SIE
Series 1
Series 24
Series 63
Registration record
First registered · December 18, 2013
Years registered · 12
03

Disclosure History

2015Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
SITZMANN LAVIS WHITE, LLC
CRD 146478 · SEC 801-69588
Employees
8
Total firm employees
Services offered by SITZMANN LAVIS WHITE, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at SITZMANN LAVIS WHITE, LLC →
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Frequently Asked Questions

What services does Gary Russell Sitzmann offer?
Gary Russell Sitzmann specializes in Financial Planning, Investment Management.
What are Gary Russell Sitzmann's credentials?
Gary Russell Sitzmann is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Gary Russell Sitzmann located?
Gary Russell Sitzmann is based in LAFAYETTE, California, last registered with SML FINANCIAL SERVICES, LLC.
How does Gary Russell Sitzmann charge for services?
Gary Russell Sitzmann's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SML FINANCIAL SERVICES, LLC?
SML FINANCIAL SERVICES, LLC has approximately 8 employees. The firm is registered with the SEC as an investment adviser.
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