Unclaimed Profile

Rob Roy Knowles

WALL STREET ASSOCIATES, LLC·LA JOLLA, California

Series 6, Series 7, Series 63, Series 65Clean record9 years registeredWALL STREET ASSOCIATES, LLC

1200 PROSPECT STREET, LA JOLLA, CA 92037CRD# 2259598Firm CRD# 105494

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Rob Roy Knowles · LA JOLLA, CA

Registration

CRD #2259598 · WALL STREET ASSOCIATES, LLC · 9 years registered

Brand Profile

Not yet started

Career History

COPELAND CAPITAL MANAGEMENT, LLC

Nov 2020 – present

AMI ASSET MANAGEMENT CORP

Jun 2017 – Jan 2020

LOS ANGELES, CA

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · June 27, 2017

Years registered · 9

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WALL STREET ASSOCIATES, LLC

CRD 105494 · SEC 801-30019

AUM

$366M

Regulatory assets under management

Employees

14 client accounts

Services offered by WALL STREET ASSOCIATES, LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

View all advisors at WALL STREET ASSOCIATES, LLC →

Introduction

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Frequently Asked Questions

What services does Rob Roy Knowles offer?

Rob Roy Knowles specializes in Investment Management, Retirement Planning, Wealth Management, Fee-Only Advisory. Contact their office in LA JOLLA, California for a consultation.

What are Rob Roy Knowles's credentials?

Rob Roy Knowles is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Rob Roy Knowles located?

Rob Roy Knowles is based in LA JOLLA, California, working with WALL STREET ASSOCIATES, LLC. Their office serves clients in the LA JOLLA metropolitan area and surrounding communities.

How does Rob Roy Knowles charge for services?

Rob Roy Knowles's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WALL STREET ASSOCIATES, LLC?

WALL STREET ASSOCIATES, LLC has approximately 10 employees and manages $366M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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