Unclaimed Profile

James Wallace Mcinnes

MULLINTBG ADVISORY SERVICES, LLC·IRVINE, California

SIE, Series 6, Series 7, Series 24, Series 63, Series 66Clean record18 years registeredMULLINTBG ADVISORY SERVICES, LLC

JAMBOREE CENTER, 5 PARK PLAZA, IRVINE, CA 92614CRD# 3184116Firm CRD# 141445

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Wallace Mcinnes · IRVINE, CA

Registration

CRD #3184116 · MULLINTBG ADVISORY SERVICES, LLC · 18 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: MULLINTBG ADVISORY SERVICES, LLC

GLOBAL PORTFOLIO STRATEGIES, INC.

Jun 2009 – Oct 2016

HARTFORD, CT

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Aug 2008 – Apr 2009

PENNINGTON, NJ

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 63

Series 66

Registration record

First registered · August 1, 2008

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MULLINTBG ADVISORY SERVICES, LLC

CRD 141445 · SEC 801-67161

AUM

$425M

Regulatory assets under management

Employees

372 client accounts

Services offered by MULLINTBG ADVISORY SERVICES, LLC

Per Form ADV

Security ratings or pricing services

Market timing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Nonprofits & Foundations

View all advisors at MULLINTBG ADVISORY SERVICES, LLC →

Introduction

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Frequently Asked Questions

What services does James Wallace Mcinnes offer?

James Wallace Mcinnes is a registered financial advisor in IRVINE, California.

What are James Wallace Mcinnes's credentials?

James Wallace Mcinnes is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Wallace Mcinnes located?

James Wallace Mcinnes is based in IRVINE, California, last registered with MULLINTBG ADVISORY SERVICES, LLC.

How does James Wallace Mcinnes charge for services?

James Wallace Mcinnes's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MULLINTBG ADVISORY SERVICES, LLC?

MULLINTBG ADVISORY SERVICES, LLC has approximately 15 employees and manages $425M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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