Unclaimed Profile

Edward Paul Sweeney

NEW MARKET WEALTH MANAGEMENT, LLC·IRVINE, California

SIE, Series 7, Series 66Clean record19 years registeredNEW MARKET WEALTH MANAGEMENT, LLC

100 SPECTRUM CENTER DRIVE, IRVINE, CA 92618CRD# 4722969Firm CRD# 171031

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Edward Paul Sweeney · IRVINE, CA

Registration

CRD #4722969 · NEW MARKET WEALTH MANAGEMENT, LLC · 19 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: NEW MARKET WEALTH MANAGEMENT, LLC

NEW MARKET WEALTH MANAGEMENT, LLC

Sep 2017 – Jul 2021

IRVINE, CA

MOONLIGHT TRADING

Feb 2015 – Aug 2017

ENCINITAS, CA

ROBERT W. BAIRD & CO. INCORPORATED

Sep 2008 – Nov 2014

SCOTTSDALE, AZ

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Aug 2006 – Sep 2008

SCOTTSDALE, AZ

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · August 23, 2006

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NEW MARKET WEALTH MANAGEMENT, LLC

CRD 171031 · SEC 801-110574

AUM

$240M

Regulatory assets under management

Employees

359 client accounts

Services offered by NEW MARKET WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at NEW MARKET WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Edward Paul Sweeney offer?

Edward Paul Sweeney specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory.

What are Edward Paul Sweeney's credentials?

Edward Paul Sweeney is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Edward Paul Sweeney located?

Edward Paul Sweeney is based in IRVINE, California, last registered with NEW MARKET WEALTH MANAGEMENT, LLC.

How does Edward Paul Sweeney charge for services?

Edward Paul Sweeney's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NEW MARKET WEALTH MANAGEMENT, LLC?

NEW MARKET WEALTH MANAGEMENT, LLC has approximately 6 employees and manages $240M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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