Unclaimed Profile

Brock Martin Becker

SAGEVIEW ADVISORY GROUP, LLC·IRVINE, California

SIE, Series 6, Series 7, Series 24, Series 52TO, Series 53, Series 63, Series 66CFPClean record17 years registeredSAGEVIEW ADVISORY GROUP, LLC

1920 MAIN ST., IRVINE, CA 92614CRD# 4425823Firm CRD# 126777

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Brock Martin Becker · IRVINE, CA

Registration

CRD #4425823 · SAGEVIEW ADVISORY GROUP, LLC · 17 years registered

Brand Profile

Not yet started

Career History

CREATIVE PLANNING

Jan 2026 – present

CETERA INVESTMENT ADVISERS LLC

Jun 2023 – Jan 2026

NEWPORT BEACH, CA

SAGEVIEW PRIVATE CLIENT GROUP, LLC

Mar 2016 – Dec 2025

NEWPORT BEACH, CA

SAGEVIEW PRIVATE CLIENT GROUP, LLC

Mar 2015 – Dec 2015

IRVINE, CA

SAGEVIEW ADVISORY GROUP, LLC

Jan 2009 – Mar 2026

NEWPORT BEACH, CA

CETERA ADVISOR NETWORKS LLC

Oct 2008 – Jun 2023

NEWPORT BEACH, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 52TO

Series 53

Series 63

Series 66

Registration record

First registered · October 9, 2008

Years registered · 17

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SAGEVIEW ADVISORY GROUP, LLC

CRD 126777 · SEC 801-64265

AUM

$202.6B

Regulatory assets under management

Employees

262

34,543 client accounts

Services offered by SAGEVIEW ADVISORY GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at SAGEVIEW ADVISORY GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Brock Martin Becker offer?

Brock Martin Becker specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in IRVINE, California for a consultation.

What are Brock Martin Becker's credentials?

Brock Martin Becker holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Brock Martin Becker located?

Brock Martin Becker is based in IRVINE, California, working with SAGEVIEW ADVISORY GROUP, LLC. Their office serves clients in the IRVINE metropolitan area and surrounding communities.

How does Brock Martin Becker charge for services?

Brock Martin Becker's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SAGEVIEW ADVISORY GROUP, LLC?

SAGEVIEW ADVISORY GROUP, LLC has approximately 262 employees and manages $202.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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