Unclaimed Profile

Mark Lee Hayek

HMM GROUP LLC·INDIAN WELLS, California

SIE, Series 6TO, Series 7, Series 63Clean record28 years registeredHMM GROUP LLC

74-900 HIGHWAY 111, INDIAN WELLS, CA 92210CRD# 2440197Firm CRD# 289044

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Mark Lee Hayek · INDIAN WELLS, CA

Registration

CRD #2440197 · HMM GROUP LLC · 28 years registered

Brand Profile

Not yet started

Career History

M PREMIER PARTNERS

Jul 2017 – present

INTEGRATED WEALTH MANAGEMENT, INC.

Jan 2010 – Dec 2017

MARINA DEL REY, CA

INTEGRATED WEALTH MANAGEMENT, INC.

Aug 2009 – Dec 2009

MARINA DEL REY, CA

UBS FINANCIAL SERVICES INC.

Mar 1998 – Aug 2009

INDIAN WELLS, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 6TO

Series 7

Series 63

Registration record

First registered · March 30, 1998

Years registered · 28

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HMM GROUP LLC

CRD 289044 · SEC 801-110827

AUM

$219M

Regulatory assets under management

Employees

600 client accounts

Services offered by HMM GROUP LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at HMM GROUP LLC →

Introduction

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Frequently Asked Questions

What services does Mark Lee Hayek offer?

Mark Lee Hayek specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in INDIAN WELLS, California for a consultation.

What are Mark Lee Hayek's credentials?

Mark Lee Hayek is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Mark Lee Hayek located?

Mark Lee Hayek is based in INDIAN WELLS, California, working with HMM GROUP LLC. Their office serves clients in the INDIAN WELLS metropolitan area and surrounding communities.

How does Mark Lee Hayek charge for services?

Mark Lee Hayek's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HMM GROUP LLC?

HMM GROUP LLC has approximately 3 employees and manages $219M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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