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Michael John Mcconnell

HMM GROUP LLC·INDIAN WELLS, California
SIE, Series 7, Series 66Clean record13 years registeredHMM GROUP LLC
74-900 HIGHWAY 111, INDIAN WELLS, CA 92210CRD# 6183178Firm CRD# 289044

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Michael John Mcconnell · INDIAN WELLS, CA
Registration
CRD #6183178 · HMM GROUP LLC · 13 years registered
Brand Profile
Not yet started
01

Career History

M PREMIER PARTNERS
Jul 2017 – present
PURSHE KAPLAN STERLING INVESTMENTS
May 2013 – present
INTEGRATED WEALTH MANAGEMENT, INC.
Dec 2013 – Dec 2017
NEWPORT BEACH, CA
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 66
Registration record
First registered · May 3, 2013
Years registered · 13
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
HMM GROUP LLC
CRD 289044 · SEC 801-110827
AUM
$219M
Regulatory assets under management
Employees
3
600 client accounts
Services offered by HMM GROUP LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at HMM GROUP LLC →
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05

Frequently Asked Questions

What services does Michael John Mcconnell offer?
Michael John Mcconnell specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in INDIAN WELLS, California for a consultation.
What are Michael John Mcconnell's credentials?
Michael John Mcconnell is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Michael John Mcconnell located?
Michael John Mcconnell is based in INDIAN WELLS, California, working with HMM GROUP LLC. Their office serves clients in the INDIAN WELLS metropolitan area and surrounding communities.
How does Michael John Mcconnell charge for services?
Michael John Mcconnell's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is HMM GROUP LLC?
HMM GROUP LLC has approximately 3 employees and manages $219M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Mark Lee Hayek
INDIAN WELLS, CA

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