Unclaimed Profile

Pooja Malik

NIPUN CAPITAL, L.P.·FOSTER CITY, California

Series 3, Series 7, Series 24, Series 63CFAClean record14 years registeredNIPUN CAPITAL, L.P.

950 TOWER LANE, FOSTER CITY, CA 94404CRD# 4558007Firm CRD# 159752

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Pooja Malik · FOSTER CITY, CA

Registration

CRD #4558007 · NIPUN CAPITAL, L.P. · 14 years registered

Brand Profile

Not yet started

Career History

NIPUN CAPITAL, L.P.

Apr 2012 – present

Registrations & Exams

FINRA examinations passed

Series 3

Series 7

Series 24

Series 63

Registration record

First registered · April 18, 2012

Years registered · 14

Professional designation · CFA

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NIPUN CAPITAL, L.P.

CRD 159752 · SEC 801-78276

AUM

$1.4B

Regulatory assets under management

Employees

7 client accounts

Services offered by NIPUN CAPITAL, L.P.

Per Form ADV

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Pension & Retirement Plans

View all advisors at NIPUN CAPITAL, L.P. →

Introduction

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Frequently Asked Questions

What services does Pooja Malik offer?

Pooja Malik specializes in Retirement Planning, Wealth Management. Contact their office in FOSTER CITY, California for a consultation.

What are Pooja Malik's credentials?

Pooja Malik holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Pooja Malik located?

Pooja Malik is based in FOSTER CITY, California, working with NIPUN CAPITAL, L.P.. Their office serves clients in the FOSTER CITY metropolitan area and surrounding communities.

How does Pooja Malik charge for services?

Pooja Malik's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NIPUN CAPITAL, L.P.?

NIPUN CAPITAL, L.P. has approximately 15 employees and manages $1.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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