AdvisorOS Directory
Claim Profile
SF

Scott Robert Frank

STONE STEPS FINANCIAL, LLC·ENCINITAS, California
Unclaimed Profile
533 SECOND STREET, SUITE 207, ENCINITAS, CA 92024CRD# 5408098Firm CRD# 175289
01

About

Scott Robert Frank is a registered financial advisor based in ENCINITAS, California, affiliated with STONE STEPS FINANCIAL, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
STONE STEPS FINANCIAL, LLC
STONE STEPS FINANCIAL, LLC
AUM
$105M
Regulatory assets under management
Employees
4
Total firm employees
View all advisors at STONE STEPS FINANCIAL, LLC →
Services
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 5408098
Firm CRD# 175289
No disclosures on file
View on FINRA BrokerCheck →

Looking for a financial advisor in ENCINITAS?

Browse all registered financial advisors in ENCINITAS, California or claim this profile if it's yours.

Browse ENCINITAS AdvisorsAre you this advisor? Claim profile

Looking to grow your practice?

Coastal Wealth affiliated advisors get enhanced profiles, priority placement, and access to a national client network.

Learn More About Coastal Wealth
05

Frequently Asked Questions

What services does Scott Robert Frank offer?
Scott Robert Frank specializes in Financial Planning, Investment Management. Contact their office in ENCINITAS, California for a consultation.
What are Scott Robert Frank's credentials?
Scott Robert Frank is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Scott Robert Frank located?
Scott Robert Frank is based in ENCINITAS, California, working with STONE STEPS FINANCIAL, LLC. Their office serves clients in the ENCINITAS metropolitan area and surrounding communities.
How does Scott Robert Frank charge for services?
Scott Robert Frank's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is STONE STEPS FINANCIAL, LLC?
STONE STEPS FINANCIAL, LLC has approximately 4 employees and manages $105M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →
Other advisors in ENCINITAS
Brent Anthony Granado — SWEETWATER INVESTMENT MANAGEMENT LLCJames Bunker Gamett — SWEETWATER INVESTMENT MANAGEMENT LLCSteven William Winters — GEMINI STRATEGIES LLC, INC.Jason Snow — COOPER CAPITAL ADVISORS, LLCClinton Wayne Cooper — COOPER CAPITAL ADVISORS, LLC
Nearby cities in California
SAN FRANCISCO (3797)LOS ANGELES (2042)MENLO PARK (796)SAN DIEGO (729)PALO ALTO (715)
City Guides
SAN FRANCISCO GuideLOS ANGELES GuideMENLO PARK GuideSAN DIEGO GuidePALO ALTO Guide
Research
Advisor Fees in CaliforniaNational Fee Analysis
Browse by specialty
Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Request removal of this profile