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STONE STEPS FINANCIAL, LLC
STONE STEPS FINANCIAL, LLC
ENCINITAS, California
·
1 registered advisor
·
CRD# 175289
SEC# 801-131412
0
760-456-7147
01
Firm Overview
AUM
$105M
Regulatory assets under management
Employees
4
Total firm employees
Advisors
1
Registered representatives
02
Services & Fees
Advisory Services
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Compensation
Percentage of AUM
Hourly charges
Subscription fees
03
Specialties
Financial Planning
Investment Management
04
Advisors at STONE STEPS FINANCIAL, LLC
1 registered advisor
Scott Robert Frank
ENCINITAS, California
CRD# 5408098
05
Office Locations
ENCINITAS, California
1 advisor
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Data sourced from SEC Form ADV filings. STONE STEPS FINANCIAL, LLC (CRD# 175289) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.