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Clinton Wayne Cooper

COOPER CAPITAL ADVISORS, LLC·ENCINITAS, California
SIE, Series 7, Series 31, Series 63, Series 65, Series 99TO23 years registeredCOOPER CAPITAL ADVISORS, LLC
280 N COAST HIGHWAY 101, ENCINITAS, CA 92024CRD# 2842323Firm CRD# 305121

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Clinton Wayne Cooper · ENCINITAS, CA
Registration
CRD #2842323 · COOPER CAPITAL ADVISORS, LLC · 23 years registered
Brand Profile
Not yet started
01

Career History

COOPER CAPITAL GROUP
Sep 2019 – present
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COMPANY
Mar 2003 – Apr 2007
MILWAUKEE, WI
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 31
Series 63
Series 65
Series 99TO
Registration record
First registered · March 17, 2003
Years registered · 23
03

Disclosure History

2015Customer Dispute·Withdrawn
2004Customer Dispute·Settled
2002Customer Dispute·Denied

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
COOPER CAPITAL ADVISORS, LLC
CRD 305121 · SEC 801-117210
AUM
$203M
Regulatory assets under management
Employees
4
441 client accounts
Services offered by COOPER CAPITAL ADVISORS, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at COOPER CAPITAL ADVISORS, LLC →
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05

Frequently Asked Questions

What services does Clinton Wayne Cooper offer?
Clinton Wayne Cooper specializes in Financial Planning, Investment Management. Contact their office in ENCINITAS, California for a consultation.
What are Clinton Wayne Cooper's credentials?
Clinton Wayne Cooper is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Clinton Wayne Cooper located?
Clinton Wayne Cooper is based in ENCINITAS, California, working with COOPER CAPITAL ADVISORS, LLC. Their office serves clients in the ENCINITAS metropolitan area and surrounding communities.
How does Clinton Wayne Cooper charge for services?
Clinton Wayne Cooper's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is COOPER CAPITAL ADVISORS, LLC?
COOPER CAPITAL ADVISORS, LLC has approximately 4 employees and manages $203M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at COOPER CAPITAL ADVISORS, LLC

Kyle William Stits
ENCINITAS, CA
Jason Snow
ENCINITAS, CA
Parker Reed Johnson
ENCINITAS, CA

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