Unclaimed Profile

Tom Rothenbucher

CETERA INVESTMENT MANAGEMENT LLC·EL SEGUNDO, California

Clean recordCETERA INVESTMENT MANAGEMENT LLC

200 N. SEPULVEDA BLVD, EL SEGUNDO, CA 90245CRD# 6318420Firm CRD# 165436

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Tom Rothenbucher · EL SEGUNDO, CA

Registration

CRD #6318420 · CETERA INVESTMENT MANAGEMENT LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Tom Rothenbucher is a registered financial advisor based in EL SEGUNDO, California, affiliated with CETERA INVESTMENT MANAGEMENT LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Specialties will be added during profile enrichment.

Client Types

Client type data will be added during profile enrichment.

Introduction

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Firm Overview

Firm

CETERA INVESTMENT MANAGEMENT LLC

AUM

—

Regulatory assets under management

Employees

Total firm employees

View all advisors at CETERA INVESTMENT MANAGEMENT LLC →

Services

Other

Background

Compensation

Other: NO COMPENSATION RECEIVED

Regulatory

SEC/IARD CRD# 6318420

Firm CRD# 165436

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Tom Rothenbucher offer?

Tom Rothenbucher is a registered financial advisor in EL SEGUNDO, California. Contact their office for details on services offered.

What are Tom Rothenbucher's credentials?

Tom Rothenbucher is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Tom Rothenbucher located?

Tom Rothenbucher is based in EL SEGUNDO, California, working with CETERA INVESTMENT MANAGEMENT LLC. Their office serves clients in the EL SEGUNDO metropolitan area and surrounding communities.

How does Tom Rothenbucher charge for services?

Tom Rothenbucher's firm is compensated through other: no compensation received. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CETERA INVESTMENT MANAGEMENT LLC?

CETERA INVESTMENT MANAGEMENT LLC has approximately 24 employees. The firm is registered with the SEC as an investment adviser.

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