Unclaimed Profile

Josephti Sotto Cruz

THE WEALTHGARDEN F.S. LLC·EL SEGUNDO, California

SIE, Series 7, Series 7TO, Series 63, Series 65Clean record16 years registeredTHE WEALTHGARDEN F.S. LLC

1730 E. HOLLY AVE, EL SEGUNDO, CA 90245CRD# 4095193Firm CRD# 311927

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Josephti Sotto Cruz · EL SEGUNDO, CA

Registration

CRD #4095193 · THE WEALTHGARDEN F.S. LLC · 16 years registered

Brand Profile

Not yet started

Career History

THE WEALTHGARDEN F.S. LLC

Mar 2021 – present

NORTHWEST ASSET MANAGEMENT

Nov 2020 – Jun 2021

PLAYA VISTA, CA

ADVICE AND PLANNING SERVICES

Oct 2012 – Nov 2020

LOS ANGELES, CA

J.P. MORGAN SECURITIES LLC

Oct 2012 – Oct 2012

NEW YORK, NY

CHASE INVESTMENT SERVICES CORP.

Jun 2010 – Oct 2012

NEW YORK, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 7TO

Series 63

Series 65

Registration record

First registered · June 10, 2010

Years registered · 16

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

THE WEALTHGARDEN F.S. LLC

CRD 311927 · SEC 801-129740

AUM

$139M

Regulatory assets under management

Employees

464 client accounts

Services offered by THE WEALTHGARDEN F.S. LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at THE WEALTHGARDEN F.S. LLC →

Introduction

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Frequently Asked Questions

What services does Josephti Sotto Cruz offer?

Josephti Sotto Cruz specializes in Financial Planning, Investment Management. Contact their office in EL SEGUNDO, California for a consultation.

What are Josephti Sotto Cruz's credentials?

Josephti Sotto Cruz is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Josephti Sotto Cruz located?

Josephti Sotto Cruz is based in EL SEGUNDO, California, working with THE WEALTHGARDEN F.S. LLC. Their office serves clients in the EL SEGUNDO metropolitan area and surrounding communities.

How does Josephti Sotto Cruz charge for services?

Josephti Sotto Cruz's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is THE WEALTHGARDEN F.S. LLC?

THE WEALTHGARDEN F.S. LLC has approximately 3 employees and manages $139M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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