Unclaimed Profile

James Frederick Schlager

RUNNING POINT CAPITAL ADVISORS LLC·EL SEGUNDO, California

SIE, Series 6, Series 7, Series 7TO, Series 24, Series 63, Series 65CFP29 years registeredRUNNING POINT CAPITAL ADVISORS LLC

101 NORTH PACIFIC COAST HIGHWAY, EL SEGUNDO, CA 90245CRD# 1944421Firm CRD# 306275

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Frederick Schlager · EL SEGUNDO, CA

Registration

CRD #1944421 · RUNNING POINT CAPITAL ADVISORS LLC · 29 years registered

Brand Profile

Not yet started

Career History

CERITY PARTNERS LLC

Mar 2026 – present

RUNNING POINT CAPITAL ADVISORS LLC

Dec 2019 – present

AIG FINANCIAL ADVISORS, INC.

Oct 2005 – Dec 2005

LOS ANGELES, CA

MOSS ADAMS WEALTH ADVISORS LLC

Mar 1997 – Jan 2020

El Segundo, CA

SENTRA SECURITIES CORP

Jan 1997 – Oct 2005

BELLEVUE, WA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 7TO

Series 24

Series 63

Series 65

Registration record

First registered · January 17, 1997

Years registered · 29

Professional designation · CFP

Disclosure History

1994Customer Dispute·Settled

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

RUNNING POINT CAPITAL ADVISORS LLC

CRD 306275 · SEC 801-117793

AUM

$509M

Regulatory assets under management

Employees

612 client accounts

Services offered by RUNNING POINT CAPITAL ADVISORS LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at RUNNING POINT CAPITAL ADVISORS LLC →

Introduction

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Frequently Asked Questions

What services does James Frederick Schlager offer?

James Frederick Schlager specializes in Financial Planning, Investment Management. Contact their office in EL SEGUNDO, California for a consultation.

What are James Frederick Schlager's credentials?

James Frederick Schlager holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is James Frederick Schlager located?

James Frederick Schlager is based in EL SEGUNDO, California, working with RUNNING POINT CAPITAL ADVISORS LLC. Their office serves clients in the EL SEGUNDO metropolitan area and surrounding communities.

How does James Frederick Schlager charge for services?

James Frederick Schlager's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is RUNNING POINT CAPITAL ADVISORS LLC?

RUNNING POINT CAPITAL ADVISORS LLC has approximately 8 employees and manages $509M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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