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Ricky Nmn Rivera

SAFEGUARD INVESTMENT ADVISORY GROUP, LLC·CORONA, California
Clean recordSAFEGUARD INVESTMENT ADVISORY GROUP, LLC
4160 TEMESCAL CANYON ROAD, CORONA, CA 92883CRD# 5480478Firm CRD# 146132

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Ricky Nmn Rivera · CORONA, CA
Registration
CRD #5480478 · SAFEGUARD INVESTMENT ADVISORY GROUP, LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Ricky Nmn Rivera is a registered financial advisor based in CORONA, California, affiliated with SAFEGUARD INVESTMENT ADVISORY GROUP, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC
AUM
$455M
Regulatory assets under management
Employees
19
Total firm employees
View all advisors at SAFEGUARD INVESTMENT ADVISORY GROUP, LLC →
Services
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Hourly charges
Regulatory
SEC/IARD CRD# 5480478
Firm CRD# 146132
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Ricky Nmn Rivera offer?
Ricky Nmn Rivera specializes in Financial Planning, Investment Management. Contact their office in CORONA, California for a consultation.
What are Ricky Nmn Rivera's credentials?
Ricky Nmn Rivera is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Ricky Nmn Rivera located?
Ricky Nmn Rivera is based in CORONA, California, working with SAFEGUARD INVESTMENT ADVISORY GROUP, LLC. Their office serves clients in the CORONA metropolitan area and surrounding communities.
How does Ricky Nmn Rivera charge for services?
Ricky Nmn Rivera's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SAFEGUARD INVESTMENT ADVISORY GROUP, LLC?
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC has approximately 19 employees and manages $455M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at SAFEGUARD INVESTMENT ADVISORY GROUP, LLC

James P. Murray
CORONA, CA
Reid Nmn Abedeen
CORONA, CA
Edward Anthony Sota
CORONA, CA

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Research
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