AdvisorOS Directory
Claim Profile
Unclaimed Profile
JM

James P. Murray

SAFEGUARD INVESTMENT ADVISORY GROUP, LLC·CORONA, California
Series 65Clean record5 years registeredSAFEGUARD INVESTMENT ADVISORY GROUP, LLC
4160 TEMESCAL CANYON ROAD, CORONA, CA 92883CRD# 7362344Firm CRD# 146132

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
James P. Murray · CORONA, CA
Registration
CRD #7362344 · SAFEGUARD INVESTMENT ADVISORY GROUP, LLC · 5 years registered
Brand Profile
Not yet started
01

Career History

SAFEGUARD INVESTMENT ADVISORY GROUP, LLC
Apr 2021 – present
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · April 9, 2021
Years registered · 5
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC
CRD 146132 · SEC 801-110651
AUM
$455M
Regulatory assets under management
Employees
19
2,388 client accounts
Services offered by SAFEGUARD INVESTMENT ADVISORY GROUP, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at SAFEGUARD INVESTMENT ADVISORY GROUP, LLC →
Introduction

Speak with James

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if James is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in CORONA?

Browse all registered financial advisors in CORONA, California or claim this profile if it's yours.

Browse CORONA AdvisorsAre you this advisor? Claim profile
05

Frequently Asked Questions

What services does James P. Murray offer?
James P. Murray specializes in Financial Planning, Investment Management. Contact their office in CORONA, California for a consultation.
What are James P. Murray's credentials?
James P. Murray is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James P. Murray located?
James P. Murray is based in CORONA, California, working with SAFEGUARD INVESTMENT ADVISORY GROUP, LLC. Their office serves clients in the CORONA metropolitan area and surrounding communities.
How does James P. Murray charge for services?
James P. Murray's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SAFEGUARD INVESTMENT ADVISORY GROUP, LLC?
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC has approximately 19 employees and manages $455M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at SAFEGUARD INVESTMENT ADVISORY GROUP, LLC

Edward Anthony Sota
CORONA, CA
Reid Nmn Abedeen
CORONA, CA
Ricky Nmn Rivera
CORONA, CA

More Advisors in CORONA, California

Chad T Willardson
PACIFIC CAPITAL WEALTH ADVISORS, INC.·CORONA, CA

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in California
SAN FRANCISCO (951)LOS ANGELES (679)SAN DIEGO (421)NEWPORT BEACH (277)IRVINE (191)PASADENA (130)WALNUT CREEK (121)SANTA MONICA (118)SANTA BARBARA (103)LA JOLLA (100)
City Guides
SAN FRANCISCO GuideLOS ANGELES GuideSAN DIEGO GuideNEWPORT BEACH GuideIRVINE Guide
Research
Advisor Fees in CaliforniaNational Fee Analysis
Request removal of this profile