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Edward Anthony Sota

SAFEGUARD INVESTMENT ADVISORY GROUP, LLC·CORONA, California
Series 6518 years registeredSAFEGUARD INVESTMENT ADVISORY GROUP, LLC
4160 TEMESCAL CANYON ROAD, CORONA, CA 92883CRD# 5564807Firm CRD# 146132

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Edward Anthony Sota · CORONA, CA
Registration
CRD #5564807 · SAFEGUARD INVESTMENT ADVISORY GROUP, LLC · 18 years registered
Brand Profile
Not yet started
01

Career History

SAFEGUARD INVESTMENT ADVISORY GROUP, LLC
Jan 2011 – present
SAFEGUARD INVESTMENT ADVISORY GROUP
Jul 2008 – Dec 2010
CORONA, CA
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · July 25, 2008
Years registered · 18
03

Disclosure History

2001Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC
CRD 146132 · SEC 801-110651
AUM
$455M
Regulatory assets under management
Employees
19
2,388 client accounts
Services offered by SAFEGUARD INVESTMENT ADVISORY GROUP, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at SAFEGUARD INVESTMENT ADVISORY GROUP, LLC →
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05

Frequently Asked Questions

What services does Edward Anthony Sota offer?
Edward Anthony Sota specializes in Financial Planning, Investment Management. Contact their office in CORONA, California for a consultation.
What are Edward Anthony Sota's credentials?
Edward Anthony Sota is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Edward Anthony Sota located?
Edward Anthony Sota is based in CORONA, California, working with SAFEGUARD INVESTMENT ADVISORY GROUP, LLC. Their office serves clients in the CORONA metropolitan area and surrounding communities.
How does Edward Anthony Sota charge for services?
Edward Anthony Sota's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SAFEGUARD INVESTMENT ADVISORY GROUP, LLC?
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC has approximately 19 employees and manages $455M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at SAFEGUARD INVESTMENT ADVISORY GROUP, LLC

Reid Nmn Abedeen
CORONA, CA
James P. Murray
CORONA, CA
Ricky Nmn Rivera
CORONA, CA

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