Unclaimed Profile

John Jay Sayers

CASICO ASSET MANAGEMENT, LLC·CENTURY CITY, California

Series 7, Series 65, Series 66Clean record22 years registeredCASICO ASSET MANAGEMENT, LLC

10250 CONSTELLATION BLVD, CENTURY CITY, CA 90067CRD# 4634973Firm CRD# 175493

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Jay Sayers · CENTURY CITY, CA

Registration

CRD #4634973 · CASICO ASSET MANAGEMENT, LLC · 22 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CASICO ASSET MANAGEMENT, LLC

CASICO ASSET MANAGEMENT, LLC

Sep 2015 – Apr 2018

NY, NY

WACHOVIA SECURITIES, LLC

Mar 2005 – Aug 2006

NEW YORK, NY

MERRILL LYNCH PIERCE FENNER & SMITH INC.

Mar 2004 – Jan 2005

NEW YORK, NY

Registrations & Exams

FINRA examinations passed

Series 7

Series 65

Series 66

Registration record

First registered · March 15, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CASICO ASSET MANAGEMENT, LLC

CRD 175493 · SEC 801-82169

AUM

$40M

Regulatory assets under management

Employees

15 client accounts

Services offered by CASICO ASSET MANAGEMENT, LLC

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at CASICO ASSET MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does John Jay Sayers offer?

John Jay Sayers specializes in Investment Management.

What are John Jay Sayers's credentials?

John Jay Sayers is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Jay Sayers located?

John Jay Sayers is based in CENTURY CITY, California, last registered with CASICO ASSET MANAGEMENT, LLC.

How does John Jay Sayers charge for services?

John Jay Sayers's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CASICO ASSET MANAGEMENT, LLC?

CASICO ASSET MANAGEMENT, LLC has approximately 2 employees and manages $40M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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