Unclaimed Profile

David Cheng

CASICO ASSET MANAGEMENT, LLC·CENTURY CITY, California

Series 7, Series 63, Series 65Clean record11 years registeredCASICO ASSET MANAGEMENT, LLC

10250 CONSTELLATION BLVD, CENTURY CITY, CA 90067CRD# 2911348Firm CRD# 175493

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Cheng · CENTURY CITY, CA

Registration

CRD #2911348 · CASICO ASSET MANAGEMENT, LLC · 11 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CASICO ASSET MANAGEMENT, LLC

CASICO ASSET MANAGEMENT, LLC

Apr 2015 – Apr 2018

CENTURY NEW YORK, NY

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · April 1, 2015

Years registered · 11

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CASICO ASSET MANAGEMENT, LLC

CRD 175493 · SEC 801-82169

AUM

$40M

Regulatory assets under management

Employees

15 client accounts

Services offered by CASICO ASSET MANAGEMENT, LLC

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at CASICO ASSET MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does David Cheng offer?

David Cheng specializes in Investment Management.

What are David Cheng's credentials?

David Cheng is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Cheng located?

David Cheng is based in CENTURY CITY, California, last registered with CASICO ASSET MANAGEMENT, LLC.

How does David Cheng charge for services?

David Cheng's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CASICO ASSET MANAGEMENT, LLC?

CASICO ASSET MANAGEMENT, LLC has approximately 2 employees and manages $40M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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