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Neal Philip Kaufman

HILLAIR CAPITAL MANAGEMENT LLC·BURLINGAME, California
SIE, Series 7, Series 24, Series 63, Series 66, Series 79TOClean record15 years registeredHILLAIR CAPITAL MANAGEMENT LLC
345 LORTON AVENUE, BURLINGAME, CA 94010-2868CRD# 5474708Firm CRD# 157022

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Neal Philip Kaufman · BURLINGAME, CA
Registration
CRD #5474708 · HILLAIR CAPITAL MANAGEMENT LLC · 15 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: HILLAIR CAPITAL MANAGEMENT LLC
HILLAIR CAPITAL MANAGEMENT LLC
Jul 2011 – Jan 2019
BURLINGAME, CA
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 63
Series 66
Series 79TO
Registration record
First registered · July 18, 2011
Years registered · 15
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Introduction

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Frequently Asked Questions

What services does Neal Philip Kaufman offer?
Neal Philip Kaufman is a registered financial advisor in BURLINGAME, California.
What are Neal Philip Kaufman's credentials?
Neal Philip Kaufman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Neal Philip Kaufman located?
Neal Philip Kaufman is based in BURLINGAME, California, last registered with HILLAIR CAPITAL MANAGEMENT LLC.
How large is HILLAIR CAPITAL MANAGEMENT LLC?
HILLAIR CAPITAL MANAGEMENT LLC is a registered investment adviser with the SEC. See their Form ADV for full details.
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Other Advisors at HILLAIR CAPITAL MANAGEMENT LLC

Sean Malone Mcavoy
DALLAS, TX
Scott David Kaufman
DALLAS, TX

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