Unclaimed Profile

Kelly Lisa Monroe

THE MONROE TEAM, INC·BURLINGAME, California

Series 6, Series 63, Series 65Clean record20 years registeredTHE MONROE TEAM, INC

1633 BAYSHORE HIGHWAY, BURLINGAME, CA 94010CRD# 5137582Firm CRD# 168574

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kelly Lisa Monroe · BURLINGAME, CA

Registration

CRD #5137582 · THE MONROE TEAM, INC · 20 years registered

Brand Profile

Not yet started

Career History

KEYSTONE ADVISORY GROUP

Sep 2013 – present

BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC

Jul 2011 – Sep 2013

BURLINGAME, CA

H. BECK, INC.

Sep 2007 – Jul 2011

FOSTER CITY, CA

MULTI-FINANCIAL SECURITIES CORPORATION

Jul 2007 – Sep 2007

FOSTER CITY, CA

LEGACY ADVISORY SERVICES, INC.

Jul 2006 – Jul 2007

FOSTER CITY, CA

Registrations & Exams

FINRA examinations passed

Series 6

Series 63

Series 65

Registration record

First registered · July 3, 2006

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

THE MONROE TEAM, INC

CRD 168574 · SEC 801-78478

AUM

$35M

Regulatory assets under management

Employees

146 client accounts

Services offered by THE MONROE TEAM, INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at THE MONROE TEAM, INC →

Introduction

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Frequently Asked Questions

What services does Kelly Lisa Monroe offer?

Kelly Lisa Monroe specializes in Financial Planning, Investment Management. Contact their office in BURLINGAME, California for a consultation.

What are Kelly Lisa Monroe's credentials?

Kelly Lisa Monroe is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kelly Lisa Monroe located?

Kelly Lisa Monroe is based in BURLINGAME, California, working with THE MONROE TEAM, INC. Their office serves clients in the BURLINGAME metropolitan area and surrounding communities.

How does Kelly Lisa Monroe charge for services?

Kelly Lisa Monroe's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is THE MONROE TEAM, INC?

THE MONROE TEAM, INC has approximately 3 employees and manages $35M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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