Unclaimed Profile

Kenneth Anthony Marinace

KEN MARINACE & ASSOCIATES, INC·BURBANK, California

SIE, Series 1, Series 7, Series 24, Series 63, Series 65CFP29 years registeredKEN MARINACE & ASSOCIATES, INC

3811 WEST BURBANK BLVD., BURBANK, CA 91505CRD# 869908Firm CRD# 111662

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kenneth Anthony Marinace · BURBANK, CA

Registration

CRD #869908 · KEN MARINACE & ASSOCIATES, INC · 29 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: KEN MARINACE & ASSOCIATES, INC

INDEPENDENT FINANCIAL GROUP, LLC

Sep 2017 – Oct 2017

Burbank, CA

NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)

Jan 2012 – Oct 2017

BURBANK, CA

COMPREHENSIVE FINANCIAL SERVICES

Nov 1998 – Dec 2016

BURBANK, CA

ROYAL ALLIANCE ASSOCIATES, INC.

Jul 1997 – Feb 2009

BURBANK, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 1

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · July 8, 1997

Years registered · 29

Professional designation · CFP

Disclosure History

2003Customer Dispute·Settled

2003Customer Dispute·Withdrawn

2001Customer Dispute·Closed-No Action

1997Customer Dispute·Settled

5 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

KEN MARINACE & ASSOCIATES, INC

CRD 111662 · SEC 801-64436

AUM

$115M

Regulatory assets under management

Employees

772 client accounts

Services offered by KEN MARINACE & ASSOCIATES, INC

Per Form ADV

Financial planning

Client types served by the firm

Per Form ADV

High Net Worth Individuals

View all advisors at KEN MARINACE & ASSOCIATES, INC →

Introduction

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Frequently Asked Questions

What services does Kenneth Anthony Marinace offer?

Kenneth Anthony Marinace specializes in Financial Planning.

What are Kenneth Anthony Marinace's credentials?

Kenneth Anthony Marinace holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Kenneth Anthony Marinace located?

Kenneth Anthony Marinace is based in BURBANK, California, last registered with KEN MARINACE & ASSOCIATES, INC.

How does Kenneth Anthony Marinace charge for services?

Kenneth Anthony Marinace's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is KEN MARINACE & ASSOCIATES, INC?

KEN MARINACE & ASSOCIATES, INC has approximately 6 employees and manages $115M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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