Unclaimed Profile

Kathryn Dean Checchi

CHECCHI CAPITAL ADVISERS, LLC·BEVERLY HILLS, California

Series 65Clean record18 years registeredCHECCHI CAPITAL ADVISERS, LLC

9720 WILSHIRE BLVD, BEVERLY HILLS, CA 90212CRD# 5320767Firm CRD# 143478

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kathryn Dean Checchi · BEVERLY HILLS, CA

Registration

CRD #5320767 · CHECCHI CAPITAL ADVISERS, LLC · 18 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CHECCHI CAPITAL ADVISERS, LLC

CHECCHI CAPITAL FUND ADVISERS, LLC

Dec 2012 – Sep 2021

BEVERLY HILLS, CA

CHECCHI CAPITAL ADVISERS, LLC

Feb 2008 – Nov 2024

BEVERLY HILLS, CA

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · February 14, 2008

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CHECCHI CAPITAL ADVISERS, LLC

CRD 143478 · SEC 801-67727

AUM

$1.9B

Regulatory assets under management

Employees

1,012 client accounts

Services offered by CHECCHI CAPITAL ADVISERS, LLC

Per Form ADV

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

View all advisors at CHECCHI CAPITAL ADVISERS, LLC →

Introduction

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Frequently Asked Questions

What services does Kathryn Dean Checchi offer?

Kathryn Dean Checchi specializes in Investment Management, Retirement Planning, Wealth Management.

What are Kathryn Dean Checchi's credentials?

Kathryn Dean Checchi is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kathryn Dean Checchi located?

Kathryn Dean Checchi is based in BEVERLY HILLS, California, last registered with CHECCHI CAPITAL ADVISERS, LLC.

How does Kathryn Dean Checchi charge for services?

Kathryn Dean Checchi's firm is compensated through percentage of aum, other: minimum account fee. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CHECCHI CAPITAL ADVISERS, LLC?

CHECCHI CAPITAL ADVISERS, LLC has approximately 25 employees and manages $1.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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