Unclaimed Profile

Kenneth Joseph Catanzarite

AEGIS ASSET MANAGEMENT INC·ANAHEIM, California

Series 4, Series 7, Series 24, Series 27, Series 53, Series 63Clean record15 years registeredAEGIS ASSET MANAGEMENT INC

2331 W LINCOLN AVENUE, ANAHEIM, CA 92801CRD# 1193073Firm CRD# 111413

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kenneth Joseph Catanzarite · ANAHEIM, CA

Registration

CRD #1193073 · AEGIS ASSET MANAGEMENT INC · 15 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: AEGIS ASSET MANAGEMENT INC

AEGIS ASSET MANAGEMENT, INC.

Oct 2019 – Dec 2025

ANAHEIM, CA

AEGIS ASSET MANAGEMENT INC

Apr 2016 – May 2020

ANAHEIM, CA

AEGIS ASSET MANAGEMENT INC

Aug 2011 – Dec 2015

ANAHEIM, CA

Registrations & Exams

FINRA examinations passed

Series 4

Series 7

Series 24

Series 27

Series 53

Series 63

Registration record

First registered · August 4, 2011

Years registered · 15

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

AEGIS ASSET MANAGEMENT INC

CRD 111413 · SEC 801-42446

AUM

$14M

Regulatory assets under management

Employees

45 client accounts

Services offered by AEGIS ASSET MANAGEMENT INC

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at AEGIS ASSET MANAGEMENT INC →

Introduction

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Frequently Asked Questions

What services does Kenneth Joseph Catanzarite offer?

Kenneth Joseph Catanzarite specializes in Investment Management.

What are Kenneth Joseph Catanzarite's credentials?

Kenneth Joseph Catanzarite is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kenneth Joseph Catanzarite located?

Kenneth Joseph Catanzarite is based in ANAHEIM, California, last registered with AEGIS ASSET MANAGEMENT INC.

How does Kenneth Joseph Catanzarite charge for services?

Kenneth Joseph Catanzarite's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is AEGIS ASSET MANAGEMENT INC?

AEGIS ASSET MANAGEMENT INC has approximately 1 employees and manages $14M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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