Unclaimed Profile

David Michael Piller

AEGIS ASSET MANAGEMENT INC·ANAHEIM, California

Series 2, Series 65Clean record29 years registeredAEGIS ASSET MANAGEMENT INC

2331 W LINCOLN AVENUE, ANAHEIM, CA 92801CRD# 2224611Firm CRD# 111413

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Michael Piller · ANAHEIM, CA

Registration

CRD #2224611 · AEGIS ASSET MANAGEMENT INC · 29 years registered

Brand Profile

Not yet started

Career History

AEGIS ASSET MANAGEMENT, INC.

Oct 2019 – present

AEGIS ASSET MANAGEMENT INC

Apr 2016 – May 2020

ANAHEIM, CA

AEGIS ASSET MANAGEMENT INC

Jul 2011 – Dec 2015

ANAHEIM, CA

WESTERN RESEARCH AND MANAGEMENT, L.L.C.

Jun 2009 – Sep 2009

FORT WORTH, TX

AEGIS ASSET MANAGEMENT INC

Jul 1997 – Mar 2009

ANAHEIM, CA

Registrations & Exams

FINRA examinations passed

Series 2

Series 65

Registration record

First registered · July 8, 1997

Years registered · 29

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

AEGIS ASSET MANAGEMENT INC

CRD 111413 · SEC 801-42446

AUM

$14M

Regulatory assets under management

Employees

45 client accounts

Services offered by AEGIS ASSET MANAGEMENT INC

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at AEGIS ASSET MANAGEMENT INC →

Introduction

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Frequently Asked Questions

What services does David Michael Piller offer?

David Michael Piller specializes in Investment Management. Contact their office in ANAHEIM, California for a consultation.

What are David Michael Piller's credentials?

David Michael Piller is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Michael Piller located?

David Michael Piller is based in ANAHEIM, California, working with AEGIS ASSET MANAGEMENT INC. Their office serves clients in the ANAHEIM metropolitan area and surrounding communities.

How does David Michael Piller charge for services?

David Michael Piller's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is AEGIS ASSET MANAGEMENT INC?

AEGIS ASSET MANAGEMENT INC has approximately 1 employees and manages $14M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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