Unclaimed Profile

Laurie Ann Thompson

SELECT PORTFOLIO MANAGEMENT INC·ALISO VIEJO, California

SIE, Series 6, Series 7, Series 14, Series 24, Series 26, Series 63, Series 99TOClean recordSELECT PORTFOLIO MANAGEMENT INC

120 VANTIS DRIVE, ALISO VIEJO, CA 92656CRD# 1483612Firm CRD# 107228

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Laurie Ann Thompson · ALISO VIEJO, CA

Registration

CRD #1483612 · SELECT PORTFOLIO MANAGEMENT INC

Brand Profile

Not yet started

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 14

Series 24

Series 26

Series 63

Series 99TO

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SELECT PORTFOLIO MANAGEMENT INC

CRD 107228 · SEC 801-44268

Employees

Total firm employees

Services offered by SELECT PORTFOLIO MANAGEMENT INC

Per Form ADV

Financial planning

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at SELECT PORTFOLIO MANAGEMENT INC →

Introduction

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Frequently Asked Questions

What services does Laurie Ann Thompson offer?

Laurie Ann Thompson specializes in Financial Planning. Contact their office in ALISO VIEJO, California for a consultation.

What are Laurie Ann Thompson's credentials?

Laurie Ann Thompson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Laurie Ann Thompson located?

Laurie Ann Thompson is based in ALISO VIEJO, California, working with SELECT PORTFOLIO MANAGEMENT INC. Their office serves clients in the ALISO VIEJO metropolitan area and surrounding communities.

How does Laurie Ann Thompson charge for services?

Laurie Ann Thompson's firm is compensated through hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SELECT PORTFOLIO MANAGEMENT INC?

SELECT PORTFOLIO MANAGEMENT INC has approximately 8 employees. The firm is registered with the SEC as an investment adviser.

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