Unclaimed Profile

Garrett Thomas Waters

ANCHOR CAPITAL MANAGEMENT GROUP, INC.·ALISO VIEJO, California

Series 7, Series 63, Series 6519 years registeredANCHOR CAPITAL MANAGEMENT GROUP, INC.

15 ENTERPRISE, ALISO VIEJO, CA 92656CRD# 4540929Firm CRD# 123543

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Garrett Thomas Waters · ALISO VIEJO, CA

Registration

CRD #4540929 · ANCHOR CAPITAL MANAGEMENT GROUP, INC. · 19 years registered

Brand Profile

Not yet started

Career History

ANCHOR CAPITAL

Apr 2015 – present

ANCHOR CAPITAL

Aug 2014 – Dec 2014

ALISO VIEJO, CA

ANCHOR CAPITAL

Mar 2011 – Dec 2013

ALISO VIEJO, CA

ORBACH WATERS ADVISORS, INC.

Nov 2006 – Apr 2009

IRVINE, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · November 15, 2006

Years registered · 19

Disclosure History

2010Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

ANCHOR CAPITAL MANAGEMENT GROUP, INC.

CRD 123543 · SEC 801-61643

AUM

$390M

Regulatory assets under management

Employees

34 client accounts

Services offered by ANCHOR CAPITAL MANAGEMENT GROUP, INC.

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

View all advisors at ANCHOR CAPITAL MANAGEMENT GROUP, INC. →

Introduction

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Frequently Asked Questions

What services does Garrett Thomas Waters offer?

Garrett Thomas Waters specializes in Investment Management, Wealth Management. Contact their office in ALISO VIEJO, California for a consultation.

What are Garrett Thomas Waters's credentials?

Garrett Thomas Waters is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Garrett Thomas Waters located?

Garrett Thomas Waters is based in ALISO VIEJO, California, working with ANCHOR CAPITAL MANAGEMENT GROUP, INC.. Their office serves clients in the ALISO VIEJO metropolitan area and surrounding communities.

How does Garrett Thomas Waters charge for services?

Garrett Thomas Waters's firm is compensated through percentage of aum, other: flat fee. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ANCHOR CAPITAL MANAGEMENT GROUP, INC.?

ANCHOR CAPITAL MANAGEMENT GROUP, INC. has approximately 4 employees and manages $390M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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