Unclaimed Profile

Thaddeus Timothy Ekstrand

INVICTUS ASSET MANAGEMENT LLC·AGOURA HILLS, California

SIE, Series 7, Series 24, Series 66Clean record13 years registeredINVICTUS ASSET MANAGEMENT LLC

30200 AGOURA ROAD, AGOURA HILLS, CA 91301CRD# 5750892Firm CRD# 281704

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thaddeus Timothy Ekstrand · AGOURA HILLS, CA

Registration

CRD #5750892 · INVICTUS ASSET MANAGEMENT LLC · 13 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: INVICTUS ASSET MANAGEMENT LLC

EKSTRAND FINANCIAL LLC

Oct 2015 – Dec 2023

FRANKLIN, TN

SUMMIT FINANCIAL CONSULTANTS, INC.

Jun 2013 – Oct 2015

WESTLAKE VILLAGE, CA

LPL FINANCIAL LLC

Nov 2012 – Mar 2015

WESTLAKE VILLAGE, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 66

Registration record

First registered · November 27, 2012

Years registered · 13

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

EKSTRAND FINANCIAL LLC

CRD 281704 · SEC 801-108103

AUM

$8M

Regulatory assets under management

Employees

27 client accounts

Services offered by EKSTRAND FINANCIAL LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at EKSTRAND FINANCIAL LLC →

Introduction

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Frequently Asked Questions

What services does Thaddeus Timothy Ekstrand offer?

Thaddeus Timothy Ekstrand specializes in Financial Planning, Investment Management.

What are Thaddeus Timothy Ekstrand's credentials?

Thaddeus Timothy Ekstrand is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thaddeus Timothy Ekstrand located?

Thaddeus Timothy Ekstrand is based in AGOURA HILLS, California, last registered with INVICTUS ASSET MANAGEMENT LLC.

How does Thaddeus Timothy Ekstrand charge for services?

Thaddeus Timothy Ekstrand's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is INVICTUS ASSET MANAGEMENT LLC?

INVICTUS ASSET MANAGEMENT LLC has approximately 1 employees and manages $8M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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Research

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