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Scott Thomas Ford

WESTROCK ASSET MANAGEMENT, LLC·LITTLE ROCK, Arkansas
Series 3, Series 7, Series 63, Series 65Clean record11 years registeredWESTROCK ASSET MANAGEMENT, LLC
4009 N. RODNEY PARHAM ROAD, LITTLE ROCK, AR 72212CRD# 1312681Firm CRD# 174408

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Scott Thomas Ford · LITTLE ROCK, AR
Registration
CRD #1312681 · WESTROCK ASSET MANAGEMENT, LLC · 11 years registered
Brand Profile
Not yet started
01

Career History

May 2015 – present
02

Registrations & Exams

FINRA examinations passed
Series 3
Series 7
Series 63
Series 65
Registration record
First registered · May 11, 2015
Years registered · 11
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
WESTROCK ASSET MANAGEMENT, LLC
CRD 174408 · SEC 801-108284
AUM
$417M
Regulatory assets under management
Employees
10
4 client accounts
Services offered by WESTROCK ASSET MANAGEMENT, LLC
Per Form ADV
Pension consulting
Client types served by the firm
Per Form ADV
Pension & Retirement Plans
Introduction

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05

Frequently Asked Questions

What services does Scott Thomas Ford offer?
Scott Thomas Ford specializes in Retirement Planning. Contact their office in LITTLE ROCK, Arkansas for a consultation.
What are Scott Thomas Ford's credentials?
Scott Thomas Ford is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Scott Thomas Ford located?
Scott Thomas Ford is based in LITTLE ROCK, Arkansas, working with WESTROCK ASSET MANAGEMENT, LLC. Their office serves clients in the LITTLE ROCK metropolitan area and surrounding communities.
How does Scott Thomas Ford charge for services?
Scott Thomas Ford's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is WESTROCK ASSET MANAGEMENT, LLC?
WESTROCK ASSET MANAGEMENT, LLC has approximately 10 employees and manages $417M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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