Unclaimed Profile

Sarah Catherine Gutierrez

APTUS FINANCIAL LLC·LITTLE ROCK, Arkansas

Series 7, Series 63, Series 86, Series 87CFPClean record10 years registeredAPTUS FINANCIAL LLC

2 VAN CIRCLE STE 4, LITTLE ROCK, AR 72207CRD# 3246817Firm CRD# 280033

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Sarah Catherine Gutierrez · LITTLE ROCK, AR

Registration

CRD #3246817 · APTUS FINANCIAL LLC · 10 years registered

Brand Profile

Not yet started

Career History

APTUS FINANCIAL, LLC

Nov 2015 – present

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 86

Series 87

Registration record

First registered · November 7, 2015

Years registered · 10

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

APTUS FINANCIAL LLC

CRD 280033 · SEC 801-120751

Employees

Total firm employees

Services offered by APTUS FINANCIAL LLC

Per Form ADV

Financial planning

Publication of periodicals/newsletters

Market timing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at APTUS FINANCIAL LLC →

Introduction

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Frequently Asked Questions

What services does Sarah Catherine Gutierrez offer?

Sarah Catherine Gutierrez specializes in Financial Planning. Contact their office in LITTLE ROCK, Arkansas for a consultation.

What are Sarah Catherine Gutierrez's credentials?

Sarah Catherine Gutierrez holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Sarah Catherine Gutierrez located?

Sarah Catherine Gutierrez is based in LITTLE ROCK, Arkansas, working with APTUS FINANCIAL LLC. Their office serves clients in the LITTLE ROCK metropolitan area and surrounding communities.

How does Sarah Catherine Gutierrez charge for services?

Sarah Catherine Gutierrez's firm is compensated through subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is APTUS FINANCIAL LLC?

APTUS FINANCIAL LLC has approximately 9 employees. The firm is registered with the SEC as an investment adviser.

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