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Jay Michael Frederick

ETHOS CAPITAL GROUP, LLC·JONESBORO, Arkansas
Series 7, Series 31, Series 66Clean record22 years registeredETHOS CAPITAL GROUP, LLC
100 EAST HUNTINGTON AVENUE, JONESBORO, AR 72401CRD# 4418720Firm CRD# 149579

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Jay Michael Frederick · JONESBORO, AR
Registration
CRD #4418720 · ETHOS CAPITAL GROUP, LLC · 22 years registered
Brand Profile
Not yet started
01

Career History

ETHOS CAPITAL GROUP, LLC
Jun 2009 – present
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 2008 – Feb 2009
JONESBORO, AR
MORGAN STANLEY & CO. INCORPORATED
Apr 2007 – Jun 2008
JONESBORO, AR
MORGAN STANLEY
Sep 2003 – Apr 2007
JONESBORO, AR
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 31
Series 66
Registration record
First registered · September 23, 2003
Years registered · 22
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
ETHOS CAPITAL GROUP, LLC
CRD 149579 · SEC 801-70029
AUM
$16M
Regulatory assets under management
Employees
1
168 client accounts
Services offered by ETHOS CAPITAL GROUP, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at ETHOS CAPITAL GROUP, LLC →
Introduction

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05

Frequently Asked Questions

What services does Jay Michael Frederick offer?
Jay Michael Frederick specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in JONESBORO, Arkansas for a consultation.
What are Jay Michael Frederick's credentials?
Jay Michael Frederick is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Jay Michael Frederick located?
Jay Michael Frederick is based in JONESBORO, Arkansas, working with ETHOS CAPITAL GROUP, LLC. Their office serves clients in the JONESBORO metropolitan area and surrounding communities.
How does Jay Michael Frederick charge for services?
Jay Michael Frederick's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ETHOS CAPITAL GROUP, LLC?
ETHOS CAPITAL GROUP, LLC has approximately 1 employees and manages $16M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Arkansas
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City Guides
LITTLE ROCK GuideROGERS GuideFAYETTEVILLE GuideNORTH LITTLE ROCK GuideBENTONVILLE Guide
Research
Advisor Fees in ArkansasNational Fee Analysis
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