Unclaimed Profile

Otto Ramon Bohon

SECURE INVESTMENT MANAGEMENT, LLC·TUCSON, Arizona

SIE, Series 7, Series 6616 years registeredSECURE INVESTMENT MANAGEMENT, LLC

7400 N ORACLE RD, TUCSON, AZ 85704CRD# 5677597Firm CRD# 141195

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Otto Ramon Bohon · TUCSON, AZ

Registration

CRD #5677597 · SECURE INVESTMENT MANAGEMENT, LLC · 16 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SECURE INVESTMENT MANAGEMENT, LLC

CENTAURUS FINANCIAL, INC.

Aug 2012 – Oct 2020

TUCSON, AZ

WELLS FARGO ADVISORS, LLC

Jan 2011 – Aug 2012

TUCSON, AZ

WELLS FARGO INVESTMENTS, LLC

Dec 2009 – Jan 2011

TUCSON, AZ

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · December 8, 2009

Years registered · 16

Disclosure History

2025Customer Dispute·Settled

2024Customer Dispute·Settled

2023Customer Dispute·Settled

2022Customer Dispute·Settled

2021Customer Dispute·Closed-No Action

2021Customer Dispute·Settled

2020Customer Dispute·Closed-No Action

2020Customer Dispute·Settled

13 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

SECURE INVESTMENT MANAGEMENT, LLC

CRD 141195 · SEC 801-80752

AUM

$32M

Regulatory assets under management

Employees

614 client accounts

Services offered by SECURE INVESTMENT MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SECURE INVESTMENT MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Otto Ramon Bohon offer?

Otto Ramon Bohon specializes in Financial Planning, Investment Management.

What are Otto Ramon Bohon's credentials?

Otto Ramon Bohon is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Otto Ramon Bohon located?

Otto Ramon Bohon is based in TUCSON, Arizona, last registered with SECURE INVESTMENT MANAGEMENT, LLC.

How does Otto Ramon Bohon charge for services?

Otto Ramon Bohon's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SECURE INVESTMENT MANAGEMENT, LLC?

SECURE INVESTMENT MANAGEMENT, LLC has approximately 12 employees and manages $32M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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