Unclaimed Profile

John Barton Schannep

SOUTHWEST INVESTMENT ADVISORS, INC.·TUCSON, Arizona

SIE, Series 3, Series 5, Series 7, Series 8, Series 15, Series 63, Series 65, Series 66Clean record25 years registeredSOUTHWEST INVESTMENT ADVISORS, INC.

7594 N. LA CHOLLA BLVD., TUCSON, AZ 85741CRD# 1160703Firm CRD# 117052

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Barton Schannep · TUCSON, AZ

Registration

CRD #1160703 · SOUTHWEST INVESTMENT ADVISORS, INC. · 25 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SOUTHWEST INVESTMENT ADVISORS, INC.

SCHANNEP INVESTMENT ADVISORS, INC.

Aug 2001 – Dec 2005

TUCSON, AZ

SOUTHWEST INVESTMENT ADVISORS, INC.

Aug 2001 – Mar 2021

TUCSON, AZ

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 5

Series 7

Series 8

Series 15

Series 63

Series 65

Series 66

Registration record

First registered · August 1, 2001

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SOUTHWEST INVESTMENT ADVISORS, INC.

CRD 117052 · SEC 801-114643

AUM

$209M

Regulatory assets under management

Employees

883 client accounts

Services offered by SOUTHWEST INVESTMENT ADVISORS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SOUTHWEST INVESTMENT ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does John Barton Schannep offer?

John Barton Schannep specializes in Financial Planning, Investment Management.

What are John Barton Schannep's credentials?

John Barton Schannep is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Barton Schannep located?

John Barton Schannep is based in TUCSON, Arizona, last registered with SOUTHWEST INVESTMENT ADVISORS, INC..

How does John Barton Schannep charge for services?

John Barton Schannep's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SOUTHWEST INVESTMENT ADVISORS, INC.?

SOUTHWEST INVESTMENT ADVISORS, INC. has approximately 3 employees and manages $209M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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