Unclaimed Profile

Gary Schwendiman

CLEAN ENERGY CAPITAL, LLC·TUCSON, Arizona

Series 3, Series 6522 years registeredCLEAN ENERGY CAPITAL, LLC

5151 EAST BROADWAY, TUCSON, AZ 85711CRD# 1945274Firm CRD# 133013

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Gary Schwendiman · TUCSON, AZ

Registration

CRD #1945274 · CLEAN ENERGY CAPITAL, LLC · 22 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CLEAN ENERGY CAPITAL, LLC

CLEAN ENERGY CAPITAL, LLC

Jun 2005 – Dec 2016

NEW YORK, NY

SCHWENDIMAN PARTNERS LLC

Oct 2003 – Jun 2004

LINCOLN, NE

Registrations & Exams

FINRA examinations passed

Series 3

Series 65

Registration record

First registered · October 17, 2003

Years registered · 22

Disclosure History

2002Customer Dispute·Pending

2002Regulatory·Final

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

CLEAN ENERGY CAPITAL, LLC

CRD 133013 · SEC 801-68399

AUM

$29M

Regulatory assets under management

Employees

20 client accounts

Services offered by CLEAN ENERGY CAPITAL, LLC

Per Form ADV

Pension consulting

Client types served by the firm

Per Form ADV

Pension & Retirement Plans

View all advisors at CLEAN ENERGY CAPITAL, LLC →

Introduction

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Frequently Asked Questions

What services does Gary Schwendiman offer?

Gary Schwendiman specializes in Retirement Planning.

What are Gary Schwendiman's credentials?

Gary Schwendiman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Gary Schwendiman located?

Gary Schwendiman is based in TUCSON, Arizona, last registered with CLEAN ENERGY CAPITAL, LLC.

How does Gary Schwendiman charge for services?

Gary Schwendiman's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CLEAN ENERGY CAPITAL, LLC?

CLEAN ENERGY CAPITAL, LLC has approximately 5 employees and manages $29M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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