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Sherod Norton Bigelow

SEROS FINANCIAL, LLC·TEMPE, Arizona
SIE, Series 7, Series 24, Series 63, Series 66Clean record12 years registeredSEROS FINANCIAL, LLC
2141 EAST BROADWAY RD., TEMPE, AZ 85282CRD# 4227114Firm CRD# 166808

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Sherod Norton Bigelow · TEMPE, AZ
Registration
CRD #4227114 · SEROS FINANCIAL, LLC · 12 years registered
Brand Profile
Not yet started
01

Career History

SEROS WEALTH PARTNERS
Feb 2014 – present
NEWMARK CAPITAL MANAGEMENT, LLC
Feb 2014 – Dec 2020
TEMPE, AZ
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 63
Series 66
Registration record
First registered · February 3, 2014
Years registered · 12
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
SEROS FINANCIAL, LLC
CRD 166808 · SEC 801-120609
AUM
$261M
Regulatory assets under management
Employees
4
890 client accounts
Services offered by SEROS FINANCIAL, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Market timing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at SEROS FINANCIAL, LLC →
Introduction

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05

Frequently Asked Questions

What services does Sherod Norton Bigelow offer?
Sherod Norton Bigelow specializes in Financial Planning, Investment Management. Contact their office in TEMPE, Arizona for a consultation.
What are Sherod Norton Bigelow's credentials?
Sherod Norton Bigelow is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Sherod Norton Bigelow located?
Sherod Norton Bigelow is based in TEMPE, Arizona, working with SEROS FINANCIAL, LLC. Their office serves clients in the TEMPE metropolitan area and surrounding communities.
How does Sherod Norton Bigelow charge for services?
Sherod Norton Bigelow's firm is compensated through percentage of aum, hourly charges, fixed fees, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SEROS FINANCIAL, LLC?
SEROS FINANCIAL, LLC has approximately 4 employees and manages $261M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Jeremy Windell Smith
TEMPE, AZ

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