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Jeremy Windell Smith

SEROS FINANCIAL, LLC·TEMPE, Arizona
Clean recordSEROS FINANCIAL, LLC
2141 EAST BROADWAY RD., TEMPE, AZ 85282CRD# 5058621Firm CRD# 166808

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Jeremy Windell Smith · TEMPE, AZ
Registration
CRD #5058621 · SEROS FINANCIAL, LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Jeremy Windell Smith is a registered financial advisor based in TEMPE, Arizona, affiliated with SEROS FINANCIAL, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
SEROS FINANCIAL, LLC
SEROS FINANCIAL, LLC
AUM
$261M
Regulatory assets under management
Employees
4
Total firm employees
View all advisors at SEROS FINANCIAL, LLC →
Services
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Market timing services
04

Background

Compensation
Percentage of AUM
Hourly charges
Fixed fees
Subscription fees
Regulatory
SEC/IARD CRD# 5058621
Firm CRD# 166808
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Jeremy Windell Smith offer?
Jeremy Windell Smith specializes in Financial Planning, Investment Management. Contact their office in TEMPE, Arizona for a consultation.
What are Jeremy Windell Smith's credentials?
Jeremy Windell Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Jeremy Windell Smith located?
Jeremy Windell Smith is based in TEMPE, Arizona, working with SEROS FINANCIAL, LLC. Their office serves clients in the TEMPE metropolitan area and surrounding communities.
How does Jeremy Windell Smith charge for services?
Jeremy Windell Smith's firm is compensated through percentage of aum, hourly charges, fixed fees, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SEROS FINANCIAL, LLC?
SEROS FINANCIAL, LLC has approximately 4 employees and manages $261M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at SEROS FINANCIAL, LLC

Sherod Norton Bigelow
TEMPE, AZ

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