SEROS FINANCIAL, LLC

TEMPE, Arizona·2 registered advisors·CRD# 166808
SEC# 801-1206090480-967-1155
01

Firm Overview

AUM
$261M
Regulatory assets under management
Employees
4
Total firm employees
Advisors
2
Registered representatives
02

Services & Fees

Advisory Services
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Market timing services
Compensation
Percentage of AUM
Hourly charges
Fixed fees
Subscription fees
03

Specialties

Financial PlanningInvestment Management
04

Advisors at SEROS FINANCIAL, LLC

2 registered advisors
Jeremy Windell Smith
TEMPE, Arizona
Sherod Norton Bigelow
TEMPE, Arizona
05

Office Locations

TEMPE, Arizona
2 advisors

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Data sourced from SEC Form ADV filings. SEROS FINANCIAL, LLC (CRD# 166808) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at adviserinfo.sec.gov.