Unclaimed Profile

Robert D Wong

CAPITAL WEALTH ALLIANCE, LLC·SCOTTSDALE, Arizona

SIE, Series 7, Series 8, Series 9, Series 10, Series 24, Series 63, Series 6513 years registeredCAPITAL WEALTH ALLIANCE, LLC

17015 NORTH SCOTTSDALE ROAD, SCOTTSDALE, AZ 85255CRD# 2508357Firm CRD# 298257

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Robert D Wong · SCOTTSDALE, AZ

Registration

CRD #2508357 · CAPITAL WEALTH ALLIANCE, LLC · 13 years registered

Brand Profile

Not yet started

Career History

CAPITAL WEALTH ALLIANCE, LLC

Oct 2018 – present

KINGSWOOD CAPITAL PARTNERS, LLC

Oct 2018 – present

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Oct 2012 – Oct 2018

SCOTTSDALE, AZ

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 8

Series 9

Series 10

Series 24

Series 63

Series 65

Registration record

First registered · October 24, 2012

Years registered · 13

Disclosure History

1998Customer Dispute·Denied

1996Customer Dispute·Award / Judgment

1996Customer Dispute·Settled

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

CAPITAL WEALTH ALLIANCE, LLC

CRD 298257 · SEC 801-113992

AUM

$236M

Regulatory assets under management

Employees

1,348 client accounts

Services offered by CAPITAL WEALTH ALLIANCE, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CAPITAL WEALTH ALLIANCE, LLC →

Introduction

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Frequently Asked Questions

What services does Robert D Wong offer?

Robert D Wong specializes in Financial Planning, Investment Management. Contact their office in SCOTTSDALE, Arizona for a consultation.

What are Robert D Wong's credentials?

Robert D Wong is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Robert D Wong located?

Robert D Wong is based in SCOTTSDALE, Arizona, working with CAPITAL WEALTH ALLIANCE, LLC. Their office serves clients in the SCOTTSDALE metropolitan area and surrounding communities.

How does Robert D Wong charge for services?

Robert D Wong's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CAPITAL WEALTH ALLIANCE, LLC?

CAPITAL WEALTH ALLIANCE, LLC has approximately 9 employees and manages $236M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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