Unclaimed Profile

Richard Gary Merican

CAPITAL WEALTH ALLIANCE, LLC·SCOTTSDALE, Arizona

SIE, Series 7, Series 24, Series 63, Series 65Clean record7 years registeredCAPITAL WEALTH ALLIANCE, LLC

17015 NORTH SCOTTSDALE ROAD, SCOTTSDALE, AZ 85255CRD# 2403377Firm CRD# 298257

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Gary Merican · SCOTTSDALE, AZ

Registration

CRD #2403377 · CAPITAL WEALTH ALLIANCE, LLC · 7 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CAPITAL WEALTH ALLIANCE, LLC

CAPITAL WEALTH ALLIANCE, LLC

Nov 2018 – Feb 2024

SCOTTSDALE, AZ

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · November 1, 2018

Years registered · 7

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CAPITAL WEALTH ALLIANCE, LLC

CRD 298257 · SEC 801-113992

AUM

$236M

Regulatory assets under management

Employees

1,348 client accounts

Services offered by CAPITAL WEALTH ALLIANCE, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CAPITAL WEALTH ALLIANCE, LLC →

Introduction

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Frequently Asked Questions

What services does Richard Gary Merican offer?

Richard Gary Merican specializes in Financial Planning, Investment Management.

What are Richard Gary Merican's credentials?

Richard Gary Merican is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Gary Merican located?

Richard Gary Merican is based in SCOTTSDALE, Arizona, last registered with CAPITAL WEALTH ALLIANCE, LLC.

How does Richard Gary Merican charge for services?

Richard Gary Merican's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CAPITAL WEALTH ALLIANCE, LLC?

CAPITAL WEALTH ALLIANCE, LLC has approximately 9 employees and manages $236M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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