Unclaimed Profile

Brent Michael Carman

CAPITAL WEALTH ALLIANCE, LLC·SCOTTSDALE, Arizona

SIE, Series 7, Series 31, Series 63, Series 6521 years registeredCAPITAL WEALTH ALLIANCE, LLC

17015 NORTH SCOTTSDALE ROAD, SCOTTSDALE, AZ 85255CRD# 4809579Firm CRD# 298257

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Brent Michael Carman · SCOTTSDALE, AZ

Registration

CRD #4809579 · CAPITAL WEALTH ALLIANCE, LLC · 21 years registered

Brand Profile

Not yet started

Career History

CAPITAL WEALTH ALLIANCE, LLC

Oct 2018 – present

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Dec 2012 – Oct 2018

SCOTTSDALE, AZ

WELLS FARGO ADVISORS, LLC

Jan 2011 – Nov 2012

TEMPE, AZ

WELLS FARGO INVESTMENTS, LLC

Oct 2008 – Jan 2011

TEMPE, AZ

CHASE INVESTMENT SERVICES CORP.

Jul 2005 – Sep 2008

PHOENIX, AZ

BANC ONE SECURITIES CORPORATION

May 2005 – Jul 2005

SCOTTSDALE, AZ

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 31

Series 63

Series 65

Registration record

First registered · May 17, 2005

Years registered · 21

Disclosure History

2008Customer Dispute·Denied

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

CAPITAL WEALTH ALLIANCE, LLC

CRD 298257 · SEC 801-113992

AUM

$236M

Regulatory assets under management

Employees

1,348 client accounts

Services offered by CAPITAL WEALTH ALLIANCE, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CAPITAL WEALTH ALLIANCE, LLC →

Introduction

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Frequently Asked Questions

What services does Brent Michael Carman offer?

Brent Michael Carman specializes in Financial Planning, Investment Management. Contact their office in SCOTTSDALE, Arizona for a consultation.

What are Brent Michael Carman's credentials?

Brent Michael Carman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Brent Michael Carman located?

Brent Michael Carman is based in SCOTTSDALE, Arizona, working with CAPITAL WEALTH ALLIANCE, LLC. Their office serves clients in the SCOTTSDALE metropolitan area and surrounding communities.

How does Brent Michael Carman charge for services?

Brent Michael Carman's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CAPITAL WEALTH ALLIANCE, LLC?

CAPITAL WEALTH ALLIANCE, LLC has approximately 9 employees and manages $236M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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