Unclaimed Profile

Kelly G Richards

BHF RG CAPITAL INC.·SCOTTSDALE, Arizona

SIE, Series 6, Series 7, Series 63, Series 6515 years registeredBHF RG CAPITAL INC.

9845 EAST BELL ROAD, SCOTTSDALE, AZ 85260CRD# 4918409Firm CRD# 221520

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kelly G Richards · SCOTTSDALE, AZ

Registration

CRD #4918409 · BHF RG CAPITAL INC. · 15 years registered

Brand Profile

Not yet started

Career History

ALLWORTH FINANCIAL, L.P.

Nov 2021 – present

CETERA INVESTMENT ADVISERS LLC

Nov 2020 – Jan 2021

SCOTTSDALE, AZ

RG CAPITAL

Jul 2015 – Nov 2021

SCOTTSDALE, AZ

FIRST ALLIED ADVISORY SERVICES, INC.

Apr 2015 – Nov 2020

Scottsdale, AZ

RG ADVISOR GROUP

Apr 2015 – Oct 2015

PHOENIX, AZ

RAYMOND JAMES & ASSOCIATES, INC.

Mar 2015 – Apr 2015

SCOTTSDALE, AZ

FIRST ALLIED ADVISORY SERVICES, INC.

Jun 2014 – Apr 2015

SCOTTSDALE, AZ

RG ADVISOR GROUP

Jul 2011 – Mar 2015

PHOENIX, AZ

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · July 1, 2011

Years registered · 15

Disclosure History

2010Employment Separation After Allegations

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

BHF RG CAPITAL INC.

CRD 221520 · SEC 801-117926

AUM

$155M

Regulatory assets under management

Employees

575 client accounts

Services offered by BHF RG CAPITAL INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at BHF RG CAPITAL INC. →

Introduction

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Frequently Asked Questions

What services does Kelly G Richards offer?

Kelly G Richards specializes in Financial Planning, Investment Management. Contact their office in SCOTTSDALE, Arizona for a consultation.

What are Kelly G Richards's credentials?

Kelly G Richards is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kelly G Richards located?

Kelly G Richards is based in SCOTTSDALE, Arizona, working with BHF RG CAPITAL INC.. Their office serves clients in the SCOTTSDALE metropolitan area and surrounding communities.

How does Kelly G Richards charge for services?

Kelly G Richards's firm is compensated through percentage of aum, other: third party advisory fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BHF RG CAPITAL INC.?

BHF RG CAPITAL INC. has approximately 2 employees and manages $155M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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