Unclaimed Profile

Richard Roger Oelze

BHF RG CAPITAL INC.·SCOTTSDALE, Arizona

SIE, Series 4, Series 7, Series 12, Series 24, Series 27, Series 31, Series 53, Series 63, Series 6614 years registeredBHF RG CAPITAL INC.

9845 EAST BELL ROAD, SCOTTSDALE, AZ 85260CRD# 1798703Firm CRD# 221520

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Roger Oelze · SCOTTSDALE, AZ

Registration

CRD #1798703 · BHF RG CAPITAL INC. · 14 years registered

Brand Profile

Not yet started

Career History

RRO CAPITAL, LLC

Mar 2019 – present

RG CAPITAL

Jun 2015 – Nov 2021

SCOTTSDALE, AZ

FIRST ALLIED ADVISORY SERVICES, INC.

Jun 2014 – Jul 2019

PHOENIX, AZ

RG ADVISOR GROUP

Jan 2012 – Oct 2015

PHOENIX, AZ

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 12

Series 24

Series 27

Series 31

Series 53

Series 63

Series 66

Registration record

First registered · January 31, 2012

Years registered · 14

Disclosure History

1991Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

BHF RG CAPITAL INC.

CRD 221520 · SEC 801-117926

AUM

$155M

Regulatory assets under management

Employees

575 client accounts

Services offered by BHF RG CAPITAL INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at BHF RG CAPITAL INC. →

Introduction

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Frequently Asked Questions

What services does Richard Roger Oelze offer?

Richard Roger Oelze specializes in Financial Planning, Investment Management. Contact their office in SCOTTSDALE, Arizona for a consultation.

What are Richard Roger Oelze's credentials?

Richard Roger Oelze is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Roger Oelze located?

Richard Roger Oelze is based in SCOTTSDALE, Arizona, working with BHF RG CAPITAL INC.. Their office serves clients in the SCOTTSDALE metropolitan area and surrounding communities.

How does Richard Roger Oelze charge for services?

Richard Roger Oelze's firm is compensated through percentage of aum, other: third party advisory fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BHF RG CAPITAL INC.?

BHF RG CAPITAL INC. has approximately 2 employees and manages $155M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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