Unclaimed Profile

David Duncan Carroll

BCJ CAPITAL MANAGEMENT, LLC·SCOTTSDALE, Arizona

Series 7, Series 24, Series 63, Series 65Clean record24 years registeredBCJ CAPITAL MANAGEMENT, LLC

8355 EAST HARTFORD DRIVE, SCOTTSDALE, AZ 85255CRD# 1801652Firm CRD# 109376

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Duncan Carroll · SCOTTSDALE, AZ

Registration

CRD #1801652 · BCJ CAPITAL MANAGEMENT, LLC · 24 years registered

Brand Profile

Not yet started

Career History

TREK FINANCIAL

Apr 2008 – present

TRUSTED BUSINESS ADVISOR GROUP

Apr 2014 – Mar 2023

GILBERT, AZ

AXA ADVISORS, LLC

Oct 2008 – Aug 2009

SCOTTSDALE, AZ

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

Aug 2005 – Apr 2007

TEMPE, AZ

AXA ADVISORS, LLC

Jun 2005 – Aug 2005

GILBERT, AZ

PHOENIX WEALTH ADVISORS

Mar 2004 – Dec 2010

GILBERT, AZ

MONY SECURITIES CORPORATION

Jun 2002 – Jun 2005

GILBERT, AZ

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · June 3, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TREK FINANCIAL, LLC

CRD 109376 · SEC 801-58087

AUM

$2.3B

Regulatory assets under management

Employees

4,584 client accounts

Services offered by TREK FINANCIAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at TREK FINANCIAL, LLC →

Introduction

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Frequently Asked Questions

What services does David Duncan Carroll offer?

David Duncan Carroll specializes in Financial Planning, Investment Management. Contact their office in SCOTTSDALE, Arizona for a consultation.

What are David Duncan Carroll's credentials?

David Duncan Carroll is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Duncan Carroll located?

David Duncan Carroll is based in SCOTTSDALE, Arizona, working with BCJ CAPITAL MANAGEMENT, LLC. Their office serves clients in the SCOTTSDALE metropolitan area and surrounding communities.

How does David Duncan Carroll charge for services?

David Duncan Carroll's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BCJ CAPITAL MANAGEMENT, LLC?

BCJ CAPITAL MANAGEMENT, LLC has approximately 55 employees and manages $2.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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