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TREK FINANCIAL, LLC
TREK FINANCIAL, LLC
TREK FINANCIAL
SCOTTSDALE, Arizona
·
6 registered advisors
·
CRD# 109376
SEC# 801-58087
32
(480) 483-1510
01
Firm Overview
AUM
$2.3B
Regulatory assets under management
Employees
55
Total firm employees
Advisors
6
Registered representatives
02
Services & Fees
Advisory Services
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
Charitable organization or education services
Other
Compensation
Percentage of AUM
Hourly charges
Subscription fees
03
Specialties
Financial Planning
Investment Management
04
Advisors at TREK FINANCIAL, LLC
6 registered advisors
Andrea Watkins Bauer
SCOTTSDALE, Arizona
CRD# 4221332
Benjamin Ryan Bimson
SCOTTSDALE, Arizona
CRD# 4835074
David Duncan Carroll
SCOTTSDALE, Arizona
CRD# 1801652
Kevin G Bauer
SCOTTSDALE, Arizona
CFP
ChFC
CRD# 1271244
Mark Elmer Johnson
SCOTTSDALE, Arizona
CRD# 1136390
Stephen Curtis Captain
SCOTTSDALE, Arizona
CFP
CRD# 1637709
05
Office Locations
SCOTTSDALE, Arizona
6 advisors
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Data sourced from SEC Form ADV filings. TREK FINANCIAL, LLC (CRD# 109376) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.