Unclaimed Profile

Andrea Watkins Bauer

TREK FINANCIAL, LLC·SCOTTSDALE, Arizona

SIE, Series 6, Series 7, Series 63, Series 65Clean record23 years registeredTREK FINANCIAL, LLC

8355 EAST HARTFORD DRIVE, SCOTTSDALE, AZ 85255CRD# 4221332Firm CRD# 109376

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Andrea Watkins Bauer · SCOTTSDALE, AZ

Registration

CRD #4221332 · TREK FINANCIAL, LLC · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: TREK FINANCIAL, LLC

AXA ADVISORS, LLC

Jun 2005 – May 2015

SCOTTSDALE, AZ

TREK FINANCIAL

Aug 2004 – Jan 2022

Sandy, UT

MONY SECURITIES CORPORATION

Dec 2003 – Jun 2005

NEW YORK, NY

TRUSTED ADVISORS

Jul 2003 – Dec 2003

SALT LAKE CITY, UT

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · July 30, 2003

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TREK FINANCIAL, LLC

CRD 109376 · SEC 801-58087

AUM

$2.3B

Regulatory assets under management

Employees

4,584 client accounts

Services offered by TREK FINANCIAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at TREK FINANCIAL, LLC →

Introduction

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Frequently Asked Questions

What services does Andrea Watkins Bauer offer?

Andrea Watkins Bauer specializes in Financial Planning, Investment Management.

What are Andrea Watkins Bauer's credentials?

Andrea Watkins Bauer is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Andrea Watkins Bauer located?

Andrea Watkins Bauer is based in SCOTTSDALE, Arizona, last registered with TREK FINANCIAL, LLC.

How does Andrea Watkins Bauer charge for services?

Andrea Watkins Bauer's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TREK FINANCIAL, LLC?

TREK FINANCIAL, LLC has approximately 55 employees and manages $2.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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